Review of the Criminal and Civil Justice System
Issues Paper
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The Law Reform Commission is examining the criminal and civil justice system in Western Australia at the request of the Attorney-General, the Hon Peter Foss QC MLC. The Commission's job is to make recommendations to provide a faster, more accessible, simplified, and less expensive justice system. The full terms of the Commission's reference from the Attorney General are set out on the back page of this Issues Paper. THE PROBLEM After reviewing the justice system in the United Kingdom, Lord Woolf said a justice system must be:
The Commission's task is to recommend changes to the system in Western Australia which will achieve the objectives identified by Lord Woolf. Reforms which reduce expense, delay and complexity will not be acceptable if the new structure is not fundamentally fair. The challenge is to identify reforms that can be made while maintaining a just system. HAVE YOUR SAY AT A PUBLIC MEETING
To reach 3,500 other Western Australian communities, the Commission will hold a live tele-conference over the Westlink Satellite Network on Wednesday 19 August 1998 at 7pm. The Commission welcomes written submissions as well as your attendance at a Public Meeting. Information on making a written submission is on the back page of this Issues Paper. CIVIL & CRIMINAL JUSTICE Family Court matters are the subject of a reference to the Australian Law Reform Commission. Family Court matters concern primarily federal, not state, law and procedure and are not being considered by the WA Law Reform Commission at this time. COURT STRUCTURE Magistrates or Justices of the Peace preside in the Courts Of Petty Sessions over criminal matters which can be decided without a jury. The intermediate level is the District Court of Western Australia which deals with civil disputes involving up to $250,000 and has unlimited jurisdiction for personal injury claims. The District Court handles all indictable criminal offences other than the most serious which carry life imprisonment, such as homicides and armed robbery. The highest level of the state system is the Supreme Court of Western Australia which has unlimited civil jurisdiction and handles the most serious criminal matters. Masters sometimes handle matters in the Supreme Court instead of Judges. Registrars handle certain aspects of cases in both the District and Supreme Courts. Appeals from each level are to the next highest court although, in the criminal area, appeals from Courts of Petty Sessions go straight to the Supreme Court. Appeals from the Full Court or Court of Criminal Appeal of the Supreme Court of Western Australia to the High Court of Australia require a grant of special leave from the High Court. These formal Court structures are not the only means for dispute resolution. A wide variety of tribunals and other courts deal exclusively with single subject areas such as Industrial Relations or Workers Compensation. These special administrative tribunals are discussed under the topic: Keeping Cases Out Of Court. Some contend our Court system is too fragmented and convoluted. Should the system be simplified? How? Should separate Courts handle specific subjects? Should there be one superior Criminal Court dealing with all indictable criminal cases and one superior Civil Court dealing with all civil cases outside the Local Court's jurisdiction? Western Australia is unusual demographically. Most of the population resides in and around Perth. The rest of the State is a vast area with relatively few regional centres. Does the present Court system make access to justice difficult for persons who reside in geographically isolated areas? What changes would improve access to justice for Western Australians who live outside the metropolitan Perth area? Can tech-nology help answer these problems? If so how? Although the District Court Act is written in terms which might suggest the Court could be administered in various Districts around the State, there are no District Court Judges residing outside Perth. Should some Judges reside outside the metropolitan area? Should there be a system of regional District Courts? FAIRNESS Is the justice system unfair? If so, what can be done to minimise the inequalities so that justice can be done? Is the justice system "fair" to indigenous Australians? How effectively does the justice system reconcile issues involving the application of indigenous laws? Is it "fair" to those with intellectual disabilities or physical handicaps? Does the justice system adequately serve the needs of those who don't speak English well? Does the justice system provide adequate access to accredited interpreters at all stages? KEEPING CASES OUT OF COURT Special Tribunals Appeals Alternative Dispute Resolution ADR sometimes achieves results in pending cases. Should there be mechanisms to encourage ADR prior to the commencement of litigation? At what point should ADR be required after the commencement of litigation: earlier or later? Who should have responsibility for initiating ADR: the Court or the parties? Should ADR be performed by Judges, Registrars or specialist ADR practitioners? Does the legal profession understand the advantages of ADR well enough to recommend its use wherever appropriate? How are clients encouraged towards or discouraged from using ADR? At present ADR is used in the civil justice system. Is there a role for it in the criminal justice system? If so, what is the nature of that role? Should there be a formal system of plea negotiation instituted? CRIMINAL MATTERS THE PROCEDURAL ISSUES In the Federal Court there is only one form used to begin civil proceedings. Should there be a uniform procedure for commencing proceedings? Should all forms and other court documents be written in plain English? Interlocutory Procedures Are the interlocutory procedures presently in use too elaborate, time consuming and expensive? Should interlocutory procedures be specifically tailored to suit particular cases? Should there be more multi-tracking? Should the Court be required to consider the proportionality principle? Interlocutory Procedural Disputes How can interlocutory disputes be discouraged? Should unsuccessful parties to interlocutory disputes be required to pay costs immediately in order to encourage reasonableness and reduce arguments over interlocutory procedures? Should members of the legal profession be personally accountable for the cost of frivolous and groundless interlocutory disputes? CASE MANAGEMENT What is the most appropriate model for case management? Does it vary from case to case? What level of intervention by Judges is appropriate in a case management system? Should case management be left to the parties or should the Court take an active role in the process? Is case management effective? What safeguards should be put in place to ensure its efficacy? Does case management increase or decrease the parties costs? Does case management create more paper, the utility of which is questionable? Should case managers be Judges, Masters, Registrars? Or, is a different type of court officer required? CODIFICATION AND SIMPLIFICATION PLEADINGS The process of preparing, filing and exchanging pleadings is time consuming and expensive. Opposing parties frequently attack each other's pleadings. Interlocutory hearings result. The time and cost of these hearings sometimes outweigh the significance of the issues involved. Should pleadings be abolished and replaced by a less formal narrative of fact and law provided by each party? Should parties be required to identify the genuine issues in dispute between them? Have other interlocutory steps, such as the exchange of written witness statements, eliminated the need for formal pleadings? Do the cost and delay associated with formal pleadings outweigh their value? In criminal matters the Crown must define the charges. The accused usually pleads in response to each charge: guilty or not guilty. Without formal admissions by an accused, the Crown is required to produce evidence relating to matters not really in dispute. This requirement can consume considerable trial time at a significant cost to the state without any particular benefit to the accused. Should a system of criminal pleading be introduced, so that an accused person is required to specifically plead to different elements of the offence, or particular facts, the proof of which might involve significant time or expense? What sanctions could be imposed for a refusal to make appropriate and sensible admissions? How, when and by whom should sanctions of this nature be imposed? DISCOVERY In civil cases should a party be entitled to discovery as of right? Should the Court have the discretion to either allow or disallow discovery after considering the real issues in dispute in the case? Are the expense and delay associated with formal discovery disproportionate to the matters in issue? Should there be a more flexible procedure permitting discovery on particular topics? Is a list of documents necessary? Given the advent of modern photocopying facilities should it be sufficient for all documents to be made accessible for review and selective copying without requiring a list? Is inspection without a list sufficient in some cases? In Criminal Matters Should there be a more formal criminal discovery process? Should the Crown be obliged to certify that it has provided access to all relevant documents? Should the Judge presiding over a directions hearing prior to trial question the disclosure provided by the Crown? Should the Court have the power to make discovery directions? INTERROGATORIES Should it be even harder to obtain leave to administer interrogatories? Should the Courts permit inter-rogatories only:
Would these tougher standards be impossible to meet? Should interrogatories be abolished or are they essential for providing information to disadvantaged parties? WITNESS STATEMENTS IN CIVIL CASES ADDRESS OF COUNSEL Should there be changes to the rules governing the order of addresses by Counsel? Should all parties have the opportunity to make an opening statement at the beginning of trial? Should the defence in a criminal case be able to reserve or waive the right to speak at the beginning of trial? JUDICIAL INTERVENTION Does the traditional, limited role of the Judge impede the fact finding process? Should Judges be encouraged to call and question witnesses? Should Judges express provisional non-binding views early in the course of a case, in an effort to encourage settlement? Is there a role for experienced senior judges to hear outlines of evidence and summaries of arguments in order to encourage compromise prior to trial? SUMMARY JUDGEMENT If the test for awarding a summary judgment were modified the procedure might be used more frequently. If the facts in dispute are limited and the case can be fairly and easily determined by looking at documents and reviewing written arguments, should summary judgment be available? Who should determine which cases are suited to a modified summary judgment procedure and what should the procedure be? Could summary judgment applications be used to narrow the issues which are tried? TRIAL OF PRELIMINARY ISSUES INTERLOCUTORY INJUNCTIONS How can the time and expense of interlocutory injunction proceedings be reduced? Can most interlocutory injunction hearings be combined with the final determination to avoid repeated determination of the same issues? WRITTEN AND ORAL SUBMISSIONS Should there be greater or lesser use of written submissions? Should the use of written submissions be limited to particular types of cases or cases where a particular amount is in issue? Should there be limits on the length of written submissions? Should written submissions replace oral submissions entirely? Should there be limits imposed on the length of oral submissions? PRIVATISING PART OF THE JUSTICE SYSTEM THE LAW OF EVIDENCE One example is the rule against hearsay. This rule frequently excludes evidence which people might consider relevant and reliable in everyday dealings. Unless a person who made a particular statement can be questioned during the trial Courts generally won't permit witnesses to repeat or describe what that person said out of Court if the object is to prove the truth of the statement. The same complicated rule applies to what is written or contained in documents. If the document is offered to prove the truth of its contents, the Court usually won't allow the document "in" as evidence. The rule exists so the jury or the judge, as the fact finders in every trial, can observe the witnesses and evaluate their truthfulness, the quality of their memory and their powers of perception. Should changes be made to the law and rules of evidence? Should the rule against hearsay be modified or abolished? Should documents be admissible because of what they contain without requiring further proof of authenticity? Should documents be evidence of the facts stated in them? Do the rules relating to hostile witnesses which prevent cross-examination of one's own witness discourage parties from calling certain witnesses? Do the rules and the law of evidence inhibit the fact finding process? THE PUBLIC COST OF THE SYSTEM OTHER ISSUES IN THE CRIMINAL JUSTICE SYSTEM The Right To Counsel Should the principles governing the right to Counsel be changed? Should the procedures for providing Counsel adjust to the circumstances of individual cases? How can the right to Counsel be made affordable for the community when the alternatives are to use public funds to provide Counsel or let suspects who cannot afford legal assistance go without trial? Is there a better procedure for providing Counsel in cases in which it is held that the accused is entitled to Counsel? Committal Hearings Committal hearings seldom result in the dismissal of charges laid by the police. Even when the original charges are tossed out, the Director of Public Prosecutions can still bring charges with a new "ex officio" indictment. Sometimes defence lawyers use committal hearings for pre-trial discovery because it is an opportunity to question Crown witnesses. After the committal procedure is over, there is no further formal questioning of the Crown's evidence until trial. Moreover, the Crown is not obliged to call at the committal hearing all the witnesses it will call at trial. Should committal hearings in the Courts of Petty Sessions be abolished? Should the power to determine if there is enough evidence to proceed to trial be given to a Judge presiding over a status conference after the indictment has been presented to the higher Court? Should Judges have power to give directions concerning the disclosure of documents and the interrogation of Crown witnesses in order to provide defendants with the information and rights presently associated with the committal procedure? Should the Court have power to dismiss a case if there is no reasonable prospect of conviction even though there might be some evidence supporting the prosecution case? What criteria should govern the exercise of such a power? The Director of Public Prosecution's guidelines require evidence which suggests innocence to be given to the defence. Should the guidelines be broadened or included in new Criminal Procedure rules? Witness Statements and The Right To Silence There is no obligation on the part of an accused to provide a witness statement at any time. Video records of interview with suspects made by police here in Western Australia are supposed to be entirely voluntary because no accused person is obliged to speak either to an investigating officer or in Court. No adverse inference or negative conclusions can be drawn from the refusal of an accused person to answer questions or give evidence. This is "the right to silence". Some people question whether the right to silence should be maintained in the contemporary Australian context. The right to silence may conflict with the community's interest in having all relevant information available to both the investigating authorities and the Courts. Is it time to abolish the right to silence or is it a fundamental right and an essential element of our system of criminal justice? Are there adequate safeguards to protect the rights of a person under investigation or an accused in terms of legal advice, video records of interview, etc? Will curbing the right to silence be unfair to people who can't express themselves well in Australian English? At trial an accused person has the presence of a Judge to ensure fairness. Should an independent observer be provided during the investigation phase? Should those accused by indictment continue to have access to all witness statements? Should the right to obtain copies of witness statements be extended to all accuseds? Should an accused be obliged to notify the Crown of defence evidence as with the existing obligation to give advance notice of an alibi? Litigants In Person TECHNOLOGY Video Communication Electronic Documentation Should the development of an electronic system for filing and service of documents be made a priority? What safeguards and security controls need to be built in? Will electronic systems disadvantage the litigant acting in person or the smaller law practice? Is there greater scope for "electronic appeals' and will that reduce costs? Is there a danger that technology will create information overload and encourage needless complexity? How can technology be used to improve access for litigants in person to materials used in the justice system including forms, statutes, previously decided cases etc.? Who should be responsible for providing public access to these materials? Can standard forms be developed for use by all litigants in the various types of Court proceedings? Can relationships between the police and other agencies involved with the justice system be improved and managed more effectively with greater electronic record exchange? THE LEGAL PROFESSION COSTS A "lump sum" system of charging for legal services could minimise the potential for conflicts of interest. The lump sum system would fix charges without regard to the number of hours spent on a particular case or at least a proportion of the charges would not alter because of the quantity of time spent. This system would ensure proportionality between the amount of legal fees and the amount in issue. It would remove the relationship between the amount of work done and the fee received. Contingency fees, where the lawyer does not get paid if his client is unsuccessful but gets an increased fee for "winning", exist in other jurisdictions. This system is held out as one way to overcome the inability of people without money to obtain legal representation. There are different types of contingency systems in use around the world. Should a form of contingency charging be permitted in Western Australia and, if so, what form should it take? What would be the impact of a contingency fee system on defendants? Would a contingency fee system have the undesirable consequence of promoting more lawsuits run "on spec"? Some commentators say the availability of tax deductions for legal fees as an expense of doing business has encouraged unnecessary litigation in the past. and will continue to do so unless the deduction is removed. The present system is said to advantage corporate Australia at the expense of the individual who may not have a business income against which the expense of the legal fees can be offset. Should the Commission recommend that the federal parliament review the issue of tax deductibility of legal expenses? Could the inability of many ordinary Western Australians to obtain legal assistance be addressed by a system of comprehensive, compulsory legal insurance similar to the various private health cover packages on offer? Although there have been some limited experiments in the field of legal insurance, the concept has not been widely promoted. Should there be further investigation into providing insurance cover for legal expenses? Budgetary restraints have limited the amount of legal aid available in Western Australia. Should the Court have a role in the allocation of priorities as between prospective recipients of legal aid? At present, when costs are awarded in relation to interlocutory disputes, only in exceptional cases must they be paid there and then. Does this encourage interlocutory disputes? If so, would it be better to order the costs of interlocutory disputes be paid upon determination of the issue and prior to the final resolution of the case? APPEALS
Should appeal procedures be altered to ensure that only directly relevant materials are included in Appeal Books? Alternatively, should the structure of appeals be modified, so only the decision of the Court below or the entire Lower Court file is provided in advance, with the parties tendering additional documents required by the Appellate Court as necessary during the hearing? Should Appeal Books be "electronic" with the required documents compiled on a computer disk? Should there be time limits for oral argument? Should Appellate Courts be relieved of the obligation to provide full reasons for decision when they agree with the Court below? Appeals to the "Full Court" of the Supreme Court or the Court of Criminal Appeal are generally heard by three Judges. Although there are differences of opinion from time to time among the three judges hearing an appeal, they are not very frequent. Should Appellate Courts comprise only two Judges who, if they disagree, can then refer their disagreement to a third Judge? The disadvantage of this idea is that the third Judge will not have participated in hearing the appeal. Should the Supreme Court serve solely as a Court of Appeal with all trials being conducted in the lower courts? Should its operation and number of judges mirror the High Court of Australia? Would an entirely restructured Court system facilitate the development of case management procedures and rules in the context of separate courts for trials and appeals? Would a trial Court system encourage decentralisation with District Court Judges residing in Districts? Would a structural change alleviate issues arising in some cases from pre-trial publicity by permitting cases to be tried more easily in different parts of the state? Would a restructure of this nature have a significant impact on Court facilities and the allocation of resources? How would this affect plans for a new justice centre in Perth? SUBMISSIONS Written submissions should be forwarded to be received no later than 25 August 1998: Law Reform Commission There is no particular format for submissions. They may take the form of printed or legibly hand-written letters. The important part is to let the Commission know your views on the operation of the justice system and your ideas for reform. Unless you request otherwise, the Commission assumes that all written submissions are not confidential. The Commission may quote from or refer to your submission in whole or in part and attribute the submission to you in the final report. The process of law reform is essentially public. Copies of submissions usually will be made available to any person or organisation upon request. If you wish your submission or comment to be treated as confidential, you must indicate this in your submission. Any request for a copy of a submission marked "confidential" will be determined in accordance with the Freedom of Information Act 1992. THE LAW REFORM COMMISSION The Commission has not formulated final views in relation to any issue in this Review and welcomes submissions from any interested person. |